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Research and Innovation: Institutional Review Board
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  • Institutional Review Board Policies
    • Current Institutional Review Board Policies
      • 1 Principles and Authority
      • 2 Relationships
      • 3 Committee Membership
      • 4 Institutional Review Board Operations
      • 5 Records (Retired)
      • 6 Documentation
      • 7 Procedures for Study Review
      • 8 Change in Protocol
      • 9 Institutional Review Board Decisions
      • 10 Principal Investigator Responsibilities
      • 11 Appeals and Reconsiderations (retired)
      • 12 Quality Assurances
      • 13 Confidentiality
      • 14 Recruitment Practices
      • 15 Consent
      • 16 Risk / Benefit Analysis (moved)
      • 17 Special Populations
      • 18 Drugs and Devices
      • 19 Human Genetics Guidance
      • 20 Questions, Concerns, Suggestions and Complaints
    • Institutional Review Board Policy Archives
      • 1 Principles and Authority Archive
      • 2 Relationships Archive
      • 3 Committee Membership Archive
      • 4 Institutional Review Board Operations Archive
      • 5 Records Archive
      • 6 Documentation Archive
      • 7 Procedures for Study Review Archive
      • 8 Change in Protocol Archive
      • 9 Institutional Review Board Decisions Archive
      • 10 Principal Investigator Responsibilities Archive
      • 11 Appeals and Reconsiderations Archive
      • 12 Quality Assurances Archive
      • 13 Confidentiality Archive
      • 14 Recruitment Practices Archive
      • 15 Consent Archive
      • 16 Risk / Benefit Analysis Archive
      • 17 Special Populations Archive
      • 18 Drugs and Devices Archive
      • 19 Human Genetics Guidance Archive
      • 20 Questions, Concerns, Suggestions, Complaints Archive
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  1. University of Arkansas for Medical Sciences
  2. Research and Innovation
  3. Institutional Review Board
  4. Institutional Review Board Policies
  5. Current Institutional Review Board Policies

Current Institutional Review Board Policies

01 Principles and Authority

  • Institutional Review Board Policy 1.1: Principles Governing the UAMS IRB 6.24.25
  • Institutional Review Board Policy 1.2: Authority of the UAMS IRB 6.24.25
  • Institutional Review Board Policy 1.3: Federalwide Assurances (see archive)
  • Institutional Review Board Policy 1.4: Studies Requiring Review and Human Research Determinations — 6.24.25
  • Institutional Review Board Policy 1.5: IRB Independence from Undue Influence 6.24.25
  • Institutional Review Board Policy 1.6: Access to General Counsel (see archive)
  • Institutional Review Board Policy 1.7: Human Research Protection Program Advisory Committee (renamed July 27, 2021) 6.24.25

02 Relationships

  • Institutional Review Board Policy 2.1: To the Administration — 8.15.22
  • Institutional Review Board Policy 2.2: To Other University or Affiliated Committees / Departments — 6.24.25
  • Institutional Review Board Policy 2.3: Use of Central Institutional Review Boards — 6.24.25
  • Institutional Review Board Policy 2.4: To the UAMS Office of Research Compliance — 6.24.25
  • Institutional Review Board Policy 2.5: To the UAMS ORSP — 6.24.25
  • Institutional Review Board Policy 2.6: Reporting to Appropriate Federal Oversight Bodies, the Institutional Official, Research Sponsors/Funders, and Human Research Protection Program Accrediting Bodies — 6.24.25
  • Institutional Review Board Policy 2.7: Engagement (see archive)
  • Institutional Review Board Policy 2.8: International Research — 6.24.25

03 Committee Membership

  • Institutional Review Board Policy 3.1: Qualifications of Committees 6.24.25
  • Institutional Review Board Policy 3.2: Quorum 6.24.25
  • Institutional Review Board Policy 3.3: IRB Reviewer and Consultant Conflict of Interest 6.24.25
  • Institutional Review Board Policy 3.4: IRB Chair and Vice-chair 6.24.25
  • Institutional Review Board Policy 3.5: IRB Vice-chair (See archive; now incorporated into Policy 3.4)
  • Institutional Review Board Policy 3.6: IRB Reviewers and Alternates 6.24.25
  • Institutional Review Board Policy 3.7: Alternate Members (see archive; incorporated into Policy 3.6)
  • Institutional Review Board Policy 3.8: IRB Reviewer Training Requirements (see archive; incorporated into Policy 3.6)
  • Institutional Review Board Policy 3.9: Consultants 6.24.25

04 Institutional Review Board Operations

  • Institutional Review Board Policy 4.1: Institutional Review Board Committees and Subcommittees — 6.24.25
  • Institutional Review Board Policy 4.2: Sub-committees (archived; combined with Policy 4.1)
  • Institutional Review Board Policy 4.3: Meeting Schedule (archived; replaced by Policy 6.3)
  • Institutional Review Board Policy 4.4: Assignment of Reviewers (see archive)
  • Institutional Review Board Policy 4.5: Functions of the Institutional Review Board Committee (see archive)
  • Institutional Review Board Policy 4.6: Institutional Review Board Staff Responsibilities — 6.24.25
  • Institutional Review Board Policy 4.7: Participant Contact — 6.24.25
  • Institutional Review Board Policy 4.8: Institutional Review Board Staff Member Training (see archive)

05 Records (Retired)

  • Institutional Review Board Policy 5.1: Institutional Review Board Records (see archive) (Moved to policy 6.5)
  • Institutional Review Board Policy 5.2: Database (see archive)
  • Institutional Review Board Policy 5.3: Individual Protocol Records (see archive)

06 Documentation

  • Institutional Review Board Policy 6.1 — Agenda — June 24, 2025
  • Institutional Review Board Policy 6.2 — Written Procedures Governing the Committee (see archive)
  • Institutional Review Board Policy 6.3 — Meeting Minutes — June 24, 2025
  • Institutional Review Board Policy 6.4 — Membership Roster — June 24, 2025
  • Institutional Review Board Policy 6.5 — Institutional Review Board Records — June 24, 2025

07 Procedures for Study Review

  • Institutional Review Board Policy 7.1 — Criteria for Institutional Review Board Approval of Research 6.24.25
  • Institutional Review Board Policy 7.2 — Principal Investigator Qualifications (see archive; moved to policy section 10)
  • Institutional Review Board Policy 7.3 — Exempt Categories of Research 6.24.25
  • Institutional Review Board Policy 7.4 — Review by Convened Institutional Review Board 6.24.25
  • Institutional Review Board Policy 7.5 — Expedited Review 6.24.25
  • Institutional Review Board Policy 7.6 — Continuing Review 6.24.25
  • Institutional Review Board Policy 7.7 — Progress and Final Reports (see archive)
  • Institutional Review Board Policy 7.8 — Data and Safety Monitoring Plans 6.24.25
  • Institutional Review Board Policy 7.9 — Suspension or Termination of Approval for Cause 6.24.25
  • Institutional Review Board Policy 7.10 — Cooperative Protocol Research Program (CPRP) Protocols (see archive)
  • Institutional Review Board Policy 7.11 — Risk/Benefit Analysis 6.24.25
  • Institutional Review Board Policy 7.12 — Limited Institutional Review Board Review 6.24.25
  • Institutional Review Board Policy 7.13 — Department of Defense-Conducted and -Supported Research 6.24.25
  • Institutional Review Board Policy 7.14 — Flexible Institutional Review Board Review 6.24.25

08 Change in Protocol

  • Institutional Review Board Policy 8.1 — Modifications to Previously Approved Research — 6.24.25
  • Institutional Review Board Policy 8.2 — Change in Principal Investigator (see archive)
  • Institutional Review Board Policy 8.3 — Off-campus Duty Assignment (Sabbatical) or Leave of Absence (see archive)
  • Institutional Review Board Policy 8.4 — Study Closure — 6.24.25

09 Institutional Review Board Decisions

  • Institutional Review Board Policy 9.1 — Range of Institutional Review Board Decisions 6.24.25
  • Institutional Review Board Policy 9.2 — Institutional Review Board Notification of Meeting Decisions 8.25.20

10 Principal Investigator Responsibilities

  • Institutional Review Board Policy 10.1 — Principal Investigator Training
  • Institutional Review Board Policy 10.2 — Events That Must Be Reported to the Institutional Review Board and Institutional Review Board Actions 6.24.25
  • Institutional Review Board Policy 10.3 — Protocol Content and Institutional Review Board Submissions 6.24.25
  • Institutional Review Board Policy 10.4 — Principal Investigator Responsibilities 6.24.25

11 Appeals and Reconsiderations (retired)

  • Institutional Review Board Policy 11.1 — Appeals and Reconsiderations (see archive)

12 Quality Assurances

  • Institutional Review Board Policy 12.1 — Educational Activities for Institutional Review Board Reviewers (see archive)
  • Institutional Review Board Policy 12.2 — Institutional Review Board Monitoring or Audits (see archive)
  • Institutional Review Board Policy 12.3 — Food and Drug Administration Monitoring or Reviews of the Institutional Review Board — Information for the Reviewer and the Investigator (see archive)
  • Institutional Review Board Policy 12.4 — Non-compliance with Human Research Protection Program Requirements (see archive)
  • Institutional Review Board Policy 12.5 — Reports of Potential Non-compliance 6.24.25
  • Institutional Review Board Policy 12.6 — Findings of Non-compliance under Institutional Review Board Policy 6.24.25

13 Confidentiality

  • Institutional Review Board Policy 13.1 — Confidentiality Protections 6.24.25 (see document)
  • Institutional Review Board Policy 13.2 — Confidentiality in Archived Data (see archive)
  • Institutional Review Board Policy 13.3 — HIPAA Privacy Rule (see archive)
  • Institutional Review Board Policy 13.4 — Criteria for the Release of an FDA 483 (see archive)

14 Recruitment Practices

  • Institutional Review Board Policy 14.1 — Equitable Subject Selection 6.24.25 (see document)
  • Institutional Review Board Policy 14.2 — Subject Compensation 6.24.25 (see document)
  • Institutional Review Board Policy 14.3 — Subject Recruitment Materials 6.24.25 (see document)
  • Institutional Review Board Policy 14.4 — Compensation to Investigators & Health Care Workers for Enrolling Subjects 6.24.25 (see document)
  • Institutional Review Board Policy 14.5 — Subject Enrollment Defined 6.24.25 (see document)

15 Consent

  • Institutional Review Board Policy 15.1 — Elements of Informed Consent — 6.24.25 (see document)
  • Institutional Review Board Policy 15.2 — Consent Exceptions: Planned Emergency Situations (retired; see archive)
  • Institutional Review Board Policy 15.3 — Waivers of Signed Informed Consent Documents and Waivers of Informed Consent Elements — 10.15.24 (see document)
  • Institutional Review Board Policy 15.4 — Non-English Speaking Research Subjects and When Short Form of Consent Documentation is Allowed — 6.24.25 (see document)
  • Institutional Review Board Policy 15.5 — Informed Consent Process — 6.24.25 (see document)
  • Institutional Review Board Policy 15.6 — Posting of Consent Forms — Aug. 15, 2022 (see document)

16 Risk / Benefit Analysis (moved)

  • Institutional Review Board Policy 16.1 — Risk / Benefit Analysis (now under Procedures for Study Review)

17 Special Populations

  • Institutional Review Board Policy 17.1 — Children in Research 6.24.25 (see document)
  • Institutional Review Board Policy 17.2 — Person with Diminished Functional Capacity 6.24.25 (see document)
  • Institutional Review Board Policy 17.3 — Economically and Educationally Disadvantaged (see archive)
  • Institutional Review Board Policy 17.4 — Subjects in Long Term Care 6.24.25 (see document)
  • Institutional Review Board Policy 17.5 — International Research (see archive)
  • Institutional Review Board Policy 17.6 — Minorities (Retired; see archive)
  • Institutional Review Board Policy 17.7 — Non-English Speaking (see archive)
  • Institutional Review Board Policy 17.8 — Pregnant Women, Human Fetuses and Neonates Involved in Research 6.24.25 (see document)
  • Institutional Review Board Policy 17.9 — Prisoners Involved in Research 6.24.25 (see document)
  • Institutional Review Board Policy 17.10 — Students, Employees and Healthy Volunteers 6.24.25 (see document)
  • Institutional Review Board Policy 17.11 — Stored Data or Tissues in Research 6.24.25 (see document)
  • Institutional Review Board Policy 17.12 — Terminally Ill Patients (see archive)
  • Institutional Review Board Policy 17.13 — Legally Authorized Representatives 6.24.25 (see document)
  • Institutional Review Board Policy 17.14 — Planned Emergency Research at UAMS 6.24.25 (see document)

18 Drugs and Devices

  • Institutional Review Board Policy 18.1 — Review of Investigational New Drug (IND) Studies 6.24.25 (see document)
  • Institutional Review Board Policy 18.2 — Investigational Devices 6.24.25 (see document)
  • Institutional Review Board Policy 18.3 — Emergency Use of a Test Article — 6.24.25 (see document)
  • Institutional Review Board Policy 18.4 — Emergency Use of an Unapproved Medical Device (see archive)

19 Human Genetics Guidance

  • Institutional Review Board Policy 19.1 — Human Genetics — 6.24.25 (see document)

20 Questions, Concerns, Suggestions and Complaints

  • Institutional Review Board Policy 20.1 — Questions, Concerns, Suggestions and Complaints 6.24.25 (see document)
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